Head of Risk & Deputy AML Officer (Portfolio Management / AMC Products)
Location: Zurich, Switzerland
Company: Blackshield Capital AG
Contact: n.okhmush@blackshield.capital
About the Company
Blackshield Capital AG is a Zurich-based investment and portfolio management firm specializing in structured products and Actively Managed Certificates (AMCs). The company prides itself on its strong commitment to regulatory compliance, transparency, and risk-based governance, adhering to Swiss standards.
Position Overview
We are seeking a highly qualified professional to assume the role of Head of Risk & Deputy AML Officer. This position requires a comprehensive understanding of the Swiss regulatory environment (FinSA, FinIA, AMLA/AMLO-FINMA) along with hands-on experience in the design and supervision of risk management frameworks for portfolio management and AMC-related activities.
The successful candidate will demonstrate proficiency in collaborating with issuers, custodians, and platform providers, including the legal and operational structuring of AMC and SPA frameworks, while effectively managing multi-jurisdictional compliance challenges.
Key Responsibilities
- Design, implement, and continuously improve the company’s Risk Management Framework in compliance with FINMA and SRO (OSIF) standards.
- Serve as Deputy AML Officer, ensuring full adherence to AMLA and AMLO-FINMA requirements, including CDD/KYC, source-of-wealth verification, and ongoing monitoring.
- Assess and monitor market, liquidity, counterparty, and operational risks for AMC and portfolio products.
- Oversee issuance processes for AMCs, liaising with issuers, custodians, and administrators to ensure end-to-end compliance.
- Draft and review SPA and other transactional documentation related to structured products, ensuring alignment with internal risk limits and legal obligations.
- Coordinate with compliance, audit, and risk committees to prepare periodic internal control and risk-exposure reports for the Board.
- Conduct due diligence on counterparties and external service providers.
- Supervise and document the effectiveness of the internal control system (ICS).
- Provide staff training and regulatory updates related to risk, AML, and sanctions compliance.
Qualifications
- Master’s or PhD in Economics, Finance, Law, or a related field.
- 7+ years of professional experience in risk management, compliance, or AML within Swiss or international financial institutions.
- Proven record of launching and supervising AMC structures and collaborating with issuers and structured-product platforms.
- Solid experience in reviewing and negotiating SPA and framework agreements.
- Deep understanding of FinSA, FinIA, AMLA, AMLO-FINMA, and FATCA/CRS frameworks.
- Excellent command of regulatory documentation and reporting standards.
- Strong analytical, organizational, and problem-solving abilities.
- Languages: English (fluent), German (professional level), Russian (fluent), Ukrainian (native or near-native).
- Ethical integrity, independence, and professional discretion are essential.
We Offer
- A strategic role in a regulated investment and portfolio management environment.
- Involvement in innovative AMC and structured product initiatives.
- Exposure to cross-border legal and operational frameworks.
- A collaborative, international team environment.
- Competitive remuneration based on experience and performance.
Application Process
Interested candidates are invited to apply online using the form below. Please note that only applications matching the job profile will be considered.