Your Role
Are you a sharp evaluator of risk? Can you investigate complex situations and propose effective solutions? We're seeking an Audit Expert who can:
- Drive or collaborate as a team member on audits, including thematic and front-to-back reviews.
- Identify and evaluate the design and operating effectiveness of controls in the areas of Anti-Money Laundering (AML) and Trade Surveillance.
- Provide practical, innovative, and value-added solutions to identified issues.
- Draft audit findings for UBS senior management and monitor the progress of remediation efforts.
- Contribute to the continuous risk assessment process, including reviewing the risk profile and developments in AML and Trade Surveillance.
- Continuously maintain sufficient knowledge of the organizational and governance structure, products and processes, legal and regulatory requirements, as well as developing professional skills and experience, to ensure effective and professional execution of mandates.
Your Team
You will be working in the AML and Compliance Monitoring, Surveillance, and Testing audit team in Switzerland, focusing on AML and Market Conduct aspects. GIA is an independent function that supports UBS in achieving its strategic, operational, financial, and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment across all business divisions and Corporate Center functions globally. Our independence allows us to report directly to the Chairman of the Board of Directors and the Audit Committee.
Your Expertise
- Fluency in Mandarin (written and spoken).
- A degree in accountancy or finance.
- Chartered accountant certification.
- Certified Anti-Money Laundering Specialist (CAMS) designation.
- A minimum of 10 years’ experience in audit or internal audit functions within the financial services industry.
- Excellent analytical skills with the ability to identify key risks across various transaction processes and critically assess information.
- Extensive experience in compliance, financial crime, conduct, and operational risks.
- Comprehensive knowledge of the regulatory environment governing UBS operations.
- Strong communication and networking abilities to collaborate effectively with internal and external stakeholders.
Join Us
At UBS, we understand that it's our people, with their diverse skills, experiences, and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first. We offer new challenges, a supportive team, opportunities to grow, and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone, which is why collaboration is at the heart of everything we do. Together, we are more than ourselves.
Apply online using the form below. Please note that only applications matching the job profile will be considered.